Eurordis position CompUse


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2016 ACCESS TO CARE: EURORDIS POSITION ON COMPASSIONATE USE

EURORDIS European Organisation for Rare Diseases 01/08/2016

EURORDIS Position on Compassionate Use (draft 3)

Executive summary .................................................................................................. 4 Policy proposals............................................................................................................... 4 Recommendations to patients’ organisations .............................................................. 5 Recommendations to industry........................................................................................ 5 Recommendations to Member States ........................................................................... 6 Recommendations to European Authorities.................................................................. 6

Introduction ............................................................................................................... 7 What is compassionate use, and why is it much needed.................................... 8 Legal definition of Compassionate Use Programmes in the EU (CUP)......................... 8 Ethical considerations ..................................................................................................... 9 Differences between named patient basis and cohort programmes ........................ 9 Evidence needed to initiate a CUP ................................................................................ 9 Product availability........................................................................................................ 10

EURORDIS views on CUPs in the sense of the European Legislation ..................... 11 Usefulness of compassionate use programmes ................................................. 11 Recommendations ................................................................................................. 11 Recommendations to industry...................................................................................... 11 Recommendations to European and National Authorities ........................................ 13 Recommendations to Patients’ organisations and healthcare professionals .......... 14

Free or paid for CUPs?............................................................................................ 15 The Right-to-Try laws in the USA ............................................................................ 16 Way forward ............................................................................................................ 16 Conclusion .............................................................................................................. 18 Annexes .................................................................................................................. 19 EURORDIS survey on Compassionate Use Programmes for orphan medicines .......... 19 Where to find information on compassionate use programmes (public domain)? 25

Works Cited ............................................................................................................. 26 Glossary................................................................................................................... 28 Credits, acknowledgements and funding ........................................................... 31

1501 SeptemberAugust 2016

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EURORDIS Position on Compassionate Use (draft 3)

EURORDIS Position on Compassionate Use Compassionate use is an early access to promising new medicines. Compassionate use programmes can save lives. A position by E URORDIS In this document: -

An introduction EURORDIS political position on compassionate use Recommendations to developers of medicines Recommendations to European and national regulators Recommendations to Patients’ Organisations and advocates The results of a survey conducted by EURORDIS on CUPs in rare diseases Where to find information on compassionate use (public domain) All sources of information contained in this document; A glossary of all terms used in this document.

About EURORDIS The European Organisation for Rare Diseases (EURORDIS) represents more than 750 rare disease organisations in 58 different countries, covering more than 4,000 rare diseases. It is therefore the voice of the 30 million patients affected by rare diseases throughout Europe. EURORDIS is a non-governmental patient-driven alliance of patient organisations and individuals active in the field of rare diseases, dedicated to improving the quality of life of all people living with rare diseases in Europe. It is supported by its members and by the French Muscular Dystrophy Association (AFM), the European Commission, and corporate foundations and the health industry. EURORDIS was founded in 1997. Further details concerning EURORDIS and rare diseases are available at: http://www.eurordis.org

1501 SeptemberAugust 2016

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EURORDIS Position on Compassionate Use (draft 32) known on its toxicity, and the patient and

Executive summary

his/her doctor have agreed on this option.

Considering that 



the authorisation of a medicine, with a higher

according to where they live, and huge

degree of uncertainty on the efficacy and

inequalities prevail in terms of timely access

safety, and with no guarantee that the

to new medicines. It is the case after a

medicine will be actually authorised 

However not all countries benefit from an

case before, at a stage where it is not yet a

efficient scheme for compassionate use, and

medicine but an investigational product that

a time delay of more than three years may

is

exist in Europe between patients benefiting

subject

of

clinical trials.

Investigational products may offer the best hope of treatment and relief to those without established effective options. Compassionate use is supported by ethical imperative to alleviate this unfairness.

Patients and their representatives no longer ignore when a product enters first-in-men studies, or proofof-concept trials, or

confirmatory

trials. Even before public registries of



A compassionate use is a programme prior to

Even in Europe, patients are discriminated

medicine has been authorised, it is also the



4

from

a

compassionate

use

treatment,

depending on where they live. 

Each investigation of a new product raises hopes, but there is danger to false hope, and this hope should be guided. Pre-authorisation access needs to be balanced with realistic expectations. Having a mechanism to gain early access is crucial, but the process must be steered by research and trial data to the greatest degree possible.



Premature communication about "promising"

clinical trials existed, patients could explore

results after a test on a single animal model

scientific journals and understood when a

or just a few patients is detrimental to all, as

new product development had started.

the views presented are not balanced. There

The time needed to develop a medicine

is often too much hype and too little data.

varies, but in average lasts for five to seven years, usually followed by the regulatory process and its legal timeframe, and finally pricing and reimbursement negotiations. 

Not

all

patients

have

the

time

to

EURORDIS is making proposals to remedy the situation.

Policy proposals EURORDIS proposes one of the following options:

contemplate this relatively long process: their

1. Promote the French ATU system, probably as

disease worsens, they lose their body function

the most efficient compassionate use scheme

one

so that every Member State adopts it;

after

the

simultaneously

other, to

they this

die.

And

ineluctable

deterioration, they can hear “promising

2. or adopt an EU Regulation which would

results” coming in the news, in real time. No

confer a greater role in the organisation of CUPs

other situation than this one can be a source

upon the EMA;

of greater despair in a patient’s life: dying and being aware a possible medicine is approaching the market.

3. and/or apply the Directive on Patients’ Rights in Cross-Border Healthcare to include compassionate use as part of the care basket so that patients can benefit from these

Society has a response to compassionate use of a medicine. 

this

despair:

treatments wherever they live in the EU; 4. Generalise the Medicines Adaptive

A compassionate use programme is a

Pathways to Patients, where the EU regulator

possibility

may authorise a medicine at an early stage and

for

patients

of

receiving

a

treatment at a stage where efficacy is not

in a limited group of patients that are in high

yet demonstrated, and not everything is

need for the product, keeping in mind that post-

EURORDIS Position on Compassionate Use (draft3 2)

conducted afterwards. This is in the spirit of the

Should compassionate use programmes be paid for?

compassionate-use programme as defined by

A system where all CUPs should be for free or on the

the EU legislation, but with a different regulatory

contrary paid for, at the discretion of the company,

angle. This can only work if payers are part of

would be hardly sustainable.

authorisation confirmatory studies need to be

the initiative as they will need to accept to pay for a medicine with high uncertainties in term of efficacy or safety at that point; 5. Amend the EMA guidelines for compassionate use, the role of the EMA could be reinforced with or without legal changes to the pharmaceutical legislation

A possibility could be to consider the financial situation of the company before accepting a paid for programme, and to agree on a pay-back if the product is finally not authorised, or at a lower price if it is not as valuable as initially estimated.

Recommendations to patients’ organisations 

Group of patients or named patient basis?

the importance of compassionate use programmes;

Group of patients or cohort In the first case, a group of eligible patients who



product starts (or clinical trials for a

(indication, population) and when the programme is

repurposing of a known medicine), and

authorised clinicians do not need to request an

engage discussions with the developer at

authorisation for each patient. The programme is

an early stage to agree on if and when a

then run and supervised by the developer with an

compassionate use programme could be

approved protocol.

relevant, and for which patients

This type of compassionate use is the one provided



for in the EU Regulation, however few Member States have adopted national rules to implement this type of programme.

On a named patient basis on the contrary, clinicians need to request an authorisation for each patient. Typically, this is when the number of requests is expected to be low, as it is time consuming both for the regulatory

for

authorities.

Patient organisations, clinicians should consult each other about all practical aspects of the compassionate use programme.

Recommendations to industry

Named patient basis

and

Patients’ organisations should be aware when the clinical development of a new

could benefit from the compassionate use is defined

clinician

Patients’ organisations should be aware of

the

Inequalities in accessing compassionate use medicines were presented to the European Medicines Agency back in 1998. These inequalities undermine the success of the European legislation on pharmaceuticals.

 Discuss the relevance and timing of a compassionate use with patients’ advocates and doctors early in the development of a medicine;  Define inclusion criteria for the compassionate use with patients and clinicians;  Set up clear rules between compassionate-use and clinical trials.

No

 Explain the plans for the initiation of a

protocol is needed, and the product can be used to treat different conditions.

CUP country by country, 

Accept information on compassionate-

Most if not all Member States have a frame for

use programmes cannot be considered

compassionate use programmes on a named

as confidential;

patient basis.



Collect information from the compassionate-use programme, in particular toxicity data and special populations;

15 August September 2016

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EURORDIS Position on Compassionate Use (draft3 2) 

Plan an adequate supply of the product,

compassionate basis (typically open-label

and in case of an important increase in the

trials with no comparison arm).

number of requests consult with patients and doctors on how to slow down the programme. If tensions occur, the responsibility lies with the company and a company should not ask patients or doctors to make decisions; And avoid: 

Interrupting the programme in an abrupt manner, rather discuss the programme-end modalities with patients, doctors and regulators in the first place;



Presenting the programme to clinicians as a gift to high inclusion rates in clinical trials;



Mixing compassionate-use programmes with humanitarian or financial support programmes.

photo 1: Jocelyn, living with Autoimmune lymphoproliferative syndrome

Recommendations to Member States 

National authorities should improve transparency of compassionate use programmes they authorise, so that clinicians and patients are aware of which programmes are run in which countries and how to join them;



Member States should create a compassionate use programme Facilitation Group in order to exchange information and build upon common experiences to set up harmonised procedures and create a network which can facilitate future changes in the legislation;



Member States should respect article 83 of Regulation (EC) Nº 726/2004 and notify the EMA of compassionate-use programmes that they authorise.

Recommendations to European Authorities 

The European Commission could compare different national schemes for compassionate-use programmes available in the EU;



The EMA could explore how to make a better use of the European register of clinical trials to identify clinical trials which purpose is to provide a medicine on a

15 August September 2016

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EURORDIS Position on Compassionate Use (draft3 2)

Introduction Back in 1988, people infected with the HIV virus advocated for earlier access to anti-HIV products,

Authorisation scheme (A.T.U). Thanks to this scheme, 11,000 patients could be treated either with indinavir or ritonavir starting March 1996, and when

given the time needed for their development.

both products received marketing authorisation

In the US, patients were marching to the F.D.A

the hospitalisation rate for 1,000 AIDS patients had

asking for accelerated evaluation of new

already declined by 38% compared to early 1996.

medicines, and for a “parallel track” for all those

In mid-1997, hospitalisation rates for AIDS patients

who did not have a chance to enrol in clinical trials.

had dropped by 56%, and mortality by 14%.

In France, discussions between patients’

This represented an estimated 582 deaths avoided,

organisations and health authorities around the

as 17,676 HIV individuals had reached the AIDS

concept developed by French Doctors on “Octroi

stage in 1996, with a 50% mortality risk at 6 months,

humanitaire/octroi compassionnel”, namely

of whom 11,000 could enter the compassionate use

humanitarian access and compassionate access

programmes.

had also started.

later in September and October 1996 respectively,

This example illustrates the public health benefit of

Very soon after these discussions, compassionate

compassionate use programmes: in March 1996,

use authorisations were granted, both for anti-HIV

ritonavir and indinavir had not been evaluated for

products and for experimental treatments against

marketing authorisation, a marketing authorisation

the opportunistic diseases that can occur in HIV-

had not even been submitted in the EU, and yet,

infected individuals.

based on presumed efficacy reported in a scientific

After the initial marketing authorisation of Retrovir® (zidovudine-AZT) in 1986 in the US and 1987 in European countries, other antiretroviral have

conference in January 1996, regulatory agencies and developers agreed to initiate the compassionate use programme urgently.

systematically been the subject of an international

This programme benefited the patients, by reducing

compassionate use programme, see figure 1.

the immediate risk of death for 11,000 of them in

Figure 1

France, the developer, by collecting important safety information complementary to the evidence gained from clinical trials, and the health care system, as the cost of the compassionate use programme was far overweight by the savings in terms of direct hospitalisation costs and lives saved. However again, in many other countries, patients had to wait sometimes an additional year after the marketing authorisation to benefit from these lifesaving treatments: in the UK, the newly created National Institute for Clinical Excellence (NICE) was explaining that cost-effectiveness studies were

In particular, patients who exhausted all other treatments could almost continuously benefit from a new antiretroviral as sequential developments were starting. In 1996, highly active antiretroviral became also available in compassionate use programmes. One example is France, with the Temporary Use

necessary before the NHS could provide these treatments. In September 1996, patients organised a press conference to advocate for access to highly active antiretroviral therapies. In Italy, some 1,000 patients could benefit from the French ATU by consulting doctors at the Hôpital de l’Archet in Nice, but other Italian patients had often to wait until 1997 to be treated.

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EURORDIS Position on Compassionate Use (draft 32)

What is compassionate use, and why is it much needed 





analyse the annual reports provided by the sponsors of the orphan designations that inform on their development status).

A treatment, when there is none: Compassionate use is a treatment. It is not

These R&D efforts generate huge expectations in the

an experiment with an investigational

concerned patients’ communities. From the above

product. The intention is to treat the patient,

mentioned data, the precise number of different

hoping he/she can benefit of a positive

product/indication pairs cannot be estimated, but

effect.

certainly a few hundred products are being

Before the medicine is authorised: This

investigated. To complete with EMA data on how

treatment is provided when the product is

many different IMPs are being investigated for rare

not yet authorised.

diseases (email sent 10/08/2016).

For patients who cannot wait for the end of the development: this is the concept, not all patients can afford to wait until a product development is completed, regulators have agreed to authorise it and healthcare systems have agreed to cover it or to reimburse it.



8

It is a societal response to patients in a desperate need of a last option before passing away or deteriorating severely.

Patients with rare diseases are candidates for

The

(COMP)

at

the

association

of

Pharmaceutical

regularly publishes reports and list of medicines in development, and in 2016 it estimates there are more than 560 medicines in development for rare diseases (PhRMA, 2016).

Legal definition of Compassionate Use Programmes in the EU (CUP) Regulation (EC) Nº 726/2004 article 83.2 defines such programmes: Running a Compassionate Use Programme (CUP) consists in making a medicinal product

designated as orphan by the Committee of Orphan Products

based

Research and Manufacturers of America (PhRMA)

compassionate use programmes. Medicines that are Medicinal

US

available for compassionate reasons to a

European

group of patients with a chronically or seriously

Medicines Agency are indicated for life-threatening

debilitating disease or whose disease is

or severely debilitating conditions, and in most cases

considered to be life-threatening, and who

few treatment option exist.

cannot

be

treated

satisfactorily

by

an

authorised medicinal product.

It is difficult to know exactly how many different products for rare diseases are being developed at

The medicinal product concerned must either

present. As of 11 July 2016, 997 phase III and 1,347

be the subject of an application for a

phase II clinical trials are in progress in the EU/EEA to

marketing

or

must

be

undergoing clinical trials.

explore the efficacy of medicines in rare diseases (European Register of Clinical Trials).

authorisation

Again, the EU definition applies to programmes for

Another important figure is the number of orphan

groups or cohorts of patients, not to named patient

medicinal product designations: 1,654 of which 132

basis programmes.

already translated into a marketing authorisation

For

(this represents 122 different products), as of May

organised, different conditions need to be satisfied:

2016. Not all designated orphan medicinal products

1. Eligible patients: A group of patients who

are the subject of clinical trials, and the precise number is not publicly disclosed (only the EMA could

1

This does not apply to named-patients programmes

compassionate

use

programmes

to

be

could benefit from the programme1 has to

EURORDIS Position on Compassionate Use (draft3 2) be defined: indication of the CUP, inclusion

Clinical trial participants

and exclusion criteria.

For

addition to the supply needed for the trials

who were receiving the experimental product, and to those who were on the placebo or comparator.

authorities need to agree on the

The Helsinki Declaration as revised by the World

programme and to organise it, often on

Medical Association in 2008 states that “(33) at the

clinicians’ request. Providing the

conclusion of the study, patients entered into the

investigational product for compassionate

study are entitled to share any benefits that result

use should not interfere with the initiation,

from

conduct, or completion of clinical trials to

identified as beneficial in the study or to other

support marketing authorisation

appropriate care or benefits" (WMA, 2008). And

it, for example, access to interventions

also:

(14)

The

access

describe

Application should have been submitted, or

subjects to interventions identified

clinical trials should be in progress (no

as beneficial in the study or access to other

prerequisite of having obtained a marketing

appropriate care or benefits”.

presumed.

post-study

should

arrangements

EU). At this stage, efficacy can only be

for

protocol

obtained soon: A Marketing Authorisation

authorisation in another jurisdiction than the

by

study

Differences between named patient basis and cohort programmes Named patient basis

Programme for a group

Requested by a clinician

Requested by the company

One request per patient, to be renewed

One request for a group of patients, usually for 1 year

Full responsibility of the clinician

The clinician and the regulatory authority

Safety and efficacy of the product are presumed

Safety and efficacy are highly presumed SPC, patient leaflet, labelling available

principle is the equal access to a

Often compassionate situations at a very early stage of the product development

compassionate product for all patients in

No protocol

need. Criteria such as the social position of a

No data collection

person, or his/her affiliation to a patient

No reporting

Company reports to the authority

organisation, or his/her shareholding in the

Many drugs, few patients

Few drugs, many patients

Ethical considerations General principles ethical

recommendations

exist

on

compassionate use. The French Comité Consultatif National d’Ethique published opinions of general interest (CCNE, 1997): Equal access: An indisputable ethical

company cannot serve as a reason to privilege him/her in accessing the product;

Follow up of patients and data collection according to a protocol

Commitment to submit a marketing authorisation application

Transparency: clear operating procedures to ensure transparency in the programme are needed, both for the patients and the public in general. Some drifts on the allocation of treatments were, rightly or wrongly, criticised (such as geographical inequality);



ethical

access to treatment. This applies both to participants

4. A marketing authorisation likely to be



participants,

make the product available for the CUP in 3. No interference with trials: National



trials

recommendations also exist regarding post-trial

2. Available supply: The developer needs to

Few

clinical

9

Evidence needed to initiate a CUP Regulation

EC 141/2000 OMP states “Patients

suffering from rare conditions should be entitled to the same quality of treatment as other patients”. The information on efficacy/safety is part of the quality of

Clear definition of the beneficiaries: it should

our medicines and the more information patients

be based on scientific and medical criteria.

and doctors have, the better the quality of the

15 August September 2016

EURORDIS Position on Compassionate Use (draft3 2) medicine. This is the reason why we need clear and complete data on benefit/risks, and as much information as possible should be generated before the marketing authorisation. If generating a satisfying level of evidence takes too long, the developer has the option of creating a

Full efficacy and safety evaluation can only take place at the time of the benefit/risk evaluation for a marketing authorisation application. For a compassionate use, real evidence cannot be requested, efficacy can only be presumed.

compassionate use programme (CUP) for those who cannot afford waiting. The CUP inclusion criteria

In other Member States on the contrary, risks and

should mirror the exclusion criteria of clinical trials.

benefits need to be fully evaluated: In Belgium for

The greater the uncertainty, the more the patients

example, compassionate use is only intended for

can be disappointed or harmed.

products already authorised but not yet available as

Regarding the evidence on which a CUP can be

the price has not been agreed and the decision to

authorised, different Member States require different

reimburse them has not been taken. This national rule

evidence on the benefits. The French regulatory

is contradictory to the EU Regulation.

scheme for CUPs, called A.T.U (Temporary Use Authorisation) requires “efficacy and safety to be highly

presumed,

knowledge

according

available2”,

to

which

the literally

scientific means

“accepted without verification or proof”. Harm or the absence of efficacy would of course prevent a CUP. In Germany, efficacy needs to be also “assumed”,

Product availability For the initial phases of development, only small quantities of the compound are needed. When results come in (proof-of-concept studies), the developer decides to conduct confirmatory trials for which higher quantities are needed. At that time, often referred to as the Go/No Go decision, scaling

and not fully established: “evidence and grounds for

up of the production is decided, which sometimes

the assumption that the medicinal product is safe

requires the construction of a new manufacturing

and effective for the envisaged (compassionate)

site or bioreactor and/or the reorganisation of the

use (Bfarm, 2010)”.

manufacturing process. Arrangements for the scaling

The European Medicines Agency guidelines (EMA, 2007) explain: In terms of efficacy, the assumptions for compassionate use may be based on mature randomised phase III trials (e.g. in case of parallel assessment of compassionate use and application for marketing authorisation).

up of the production may be more or less difficult, but in any case they need to be validated by regulatory authorities (for commercial batches), and need to comply with Good Manufacturing Practices (ISPE, 2016). The time needed for this to be completed should never be under-estimated. There is often a time gap between the decision to launch large-scale production and the moment new batches can be used in patients or clinical trial

However acceptable assumptions may rely on

participants.

promising early data observed in exploratory trials (e.g. uncontrolled phase II trials).

2

In French: « leur efficacité et leur sécurité d'emploi sont fortement présumées en l'état des connaissances scientifiques »

15 August September 2016

10

EURORDIS Position on Compassionate Use (draft 32)

11

The

Figure 2: Product supply increases in a discontinuous manner, firstly prioritising clinical trials, then preparing for the market launch. The line represents the probability that the product reaches the market, with ups and downs depending on various events all along the development.

EURORDIS views on CUPs in the sense of the European Legislation3 



advantages are: 1. For clinicians an opportunity to learn to use

A CUP use programme should be largely

new medicines in other patients than the

inclusive (reason why it is preferred to

ones enrolled in clinical trials (usually with

named-patient basis programmes)

comorbidities,

The CUP inclusion criteria should mirror the

concomitant therapies);



different

ages,

or

2. For the developer of the medicine an

exclusion criteria of the clinical trials 

or

A positive benefit/risk ratio should be

opportunity

presumed, not fully demonstrated

specialists

Equity:

investigators and to shorten the delay on



build

networking

with

than

the

trial

other

3. For the regulators, a better knowledge about

to non-members (no advantage for the

the

best informed)

compassionate

If extremely limited supply: random

collected and evaluated).

draw to enrol patients

clinical

market access;

Members of patients’ organisations should not be advantaged compared



to

medicine

(when use

data

from

programme

the are

Recommendations

Usefulness of compassionate use programmes

Recommendations to industry

In a workshop organised by EURORDIS on 21 November

and organisation of CUPs can recommend industry

2011 (Eurordis Round Table of Companies, 2011), 82

to:

Patients’ advocates who are working on the design

participants from industry, the European Medicines Agency and Members States reviewed the societal

a) Discuss the relevance and timing of a

benefits of compassionate use, beyond facilitating

compassionate use with patients’

access to new medicines.

advocates and doctors early in the development of a medicine;

Again, these provisions do not apply to named-patient basis compassionate use 3

EURORDIS Position on Compassionate Use (draft3 2) b) Define inclusion criteria for the compassionate use with patients’

use programme. Available supply should be

representatives and clinicians;

prioritised to complete the clinical trials and

c) Explain the plans for the initiation of a CUP country by country, d) Accept information on compassionate-use

authorisation, rather discuss the programmeend modalities with patients’

compassionate-use programme, in

representatives, doctors and regulators in

particular toxicity data and special

the first place; n) Interrupting the programme when a positive

Update the programme according to

opinion is obtained, but rather continue

demand and avoid excluding patients on

providing the product to patients who were

grounds such as patients who are

enrolled earlier until the price and

considered potentially unreliable;

reimbursement decision and in some case

departments within the company: medical

inclusions can be closed during that phase; o) Presenting the programme to clinicians as a

affairs, clinical development, regulatory,

gift to high inclusion rates in clinical trials;

pharmacovigilance, finance and supply

p) Mixing compassionate-use programmes with

chain; h) Produce clear guidelines for the safe use and administration of the product, Plan an adequate supply of the product,

humanitarian or financial support programmes.

When supply is limited and cannot satisfy the

and in case of an important increase in the

demand

number of requests consult with patients’

When there is a very limited supply of the

representatives and doctors on how to slow

compassionate use medicine, ethics committees

down the programme. If tensions occur, the

already published their opinion in the 90s (in the

responsibility lies with the company and a

context of HIV/AIDS when the demand exceeded

company should not ask patients or doctors

the supply; only 250 treatment doses were available

to make decisions;

for 20,000 patients in France in February/March

Allocate adequate resources to establish

1996), the National AIDS Council’s advice was to

and run the programme, including

select patients via a random process. "Since

processes for handling and vetting requests,

patients will be selected randomly by computer,

mechanisms to review eligibility of patients

there will be no conscious or unconscious emotional

and reporting of adverse events;

preference or pressure. Drawing lots will relieve

k) Industry should continue dialogue with

doctors of the responsibility of choice and preserve

European and national authorities on how to

patients' trust in their attending physicians. Lots will

improve the situation and on setting up

be drawn each time supplementary drug doses are

clear rules between compassionate-use and

made available, with the aim of including all

development programmes.

eligible patients.”

And avoid: l)

manner in the eventuality of a negative

confidential;

g) Involve and coordinate different

j)

m) Interrupting the programme in an abrupt CHMP opinion on the marketing

populations;

i)

the largest compassionate use programme;

programmes cannot be considered as e) Collect information from the

f)

who can be enrolled in the compassionate-

Stockpiling supply to prepare market access to the detriment of the number of patients

The National Ethics Council (CCNE) had a similar opinion: “A draw at local level could be organised as an ultimate possibility, in cases where the rational

15 August September 2016

12

EURORDIS Position on Compassionate Use (draft3 2) elements of decision does not suffice to reach a

random selection of the patients, under the

decision”.

strict responsibility of the company.

None of these opinions explained who should



clinician really wants to enrol a patient in a

organise the draw. Local hospitals? National

programme, he or she will make sure the

authorities? The sponsor of the clinical trials/

documents are filed in in a way that

developer of the product? The clinical research

corresponds to the programme inclusion

organisation? The view of prominent patients’ advocates is that

Medical criteria are not the solution: when a

criteria 

The company ad hoc ethics committee

the pharmaceutical company that is responsible for

usually receive requests as they come in,

the communication on "promising results" in its press

and patients are enrolled on a first come

releases or at scientific conferences is therefore

first served basis, which favours the always

responsible for monitoring the consequences of this

best informed

communication, including the impact on the



And above all, setting up these committees

requests for compassionate use; society should

is a solution for the company to reject the

accept no body other than the company to

responsibility on others, with an

operate the random process of selecting new

appearance of a concern for ethics, but in

patients to be enrolled in the CUP.

fact with no guarantee of a fair and equitable procedure

Should the company set up its own ethics committee? Some companies appoint an ad hoc ethics committee that reviews requests and decide which

Recommendations to European and National Authorities 

National authorities should consult patients’

patients can enter the programme. This approach is

organisations and clinicians when deciding

raising major issues:

on the criteria and conditions for the



compassionate use programmes on their

Transparency: members of these ethics committees are appointed by the company, but the arrangements are

territories 

a compassionate use programme, the

unknown. The criteria they use are unclear:

CHMP should consult with

if the programme has been authorised by

patients’representatives and clinicians. This

regulatory authorities, then why to set up

could be best done within the PRIME

this committee? Clinicians should be in a position to enrol their patients without the intervention of a third party.

initiative (EMA, 2016) 

compassionate-use programmes available

where regulators did not define the eligible very clear on how many patients can be

in the EU; 

The EMA could explore how to make a better use of the European register of

treated and again the company should

clinical trials to identify clinical trials which

take its responsibilities: or there is enough

purpose is to provide a medicine on a

product for all patients, and no triage is

compassionate basis (typically open-label

needed, or there isn’t enough product, and then the less unethical approach is a

The European Commission could compare different national schemes for

For named patient basis programmes, population, then the company should be

Similarly, when requested for an opinion on

trials with no comparison arm); 

National authorities should improve transparency of compassionate use

15 August September 2016

13

EURORDIS Position on Compassionate Use (draft3 2) programmes they authorise, so that

authorise, in the appropriate

clinicians and patients are aware of which

European languages

programmes are run in which countries and how to join them 

Member States should create a compassionate use programme Facilitation Group in order to exchange information and build upon common experiences to set up harmonised procedures and create a network which can facilitate future changes in the legislation;



Member States should respect article 83 of Regulation (EC) Nº 726/2004 and notify the EMA of compassionate-use programmes that they authorise. EURORDIS takes note of the need for explanation by Member States as the interpretation may differ on the definition of compassionate use, as regards to whether it addresses named patient programmes or cohorts. However, Regulation (EC) No 726/2004 is very clear as Article 83.2 states that “For the purposes of this Article, ‘compassionate use’ shall mean making a medicinal product belonging to the categories referred to in Article 3(1) and (2) available for compassionate reasons to a group of patients with a chronically or seriously debilitating disease or whose disease is considered to be life-threatening, and who

Recommendations to Patients’ organisations and healthcare professionals a) Patients’ organisations should be aware of the importance of compassionate use programmes; b) Patients’ organisations should be aware when the clinical development of a new product starts (or clinical trials for a repurposing of a known medicine), and engage discussions with the developer at an early stage to agree on if and when a compassionate use programme could be relevant, and for which patients c) Patient organisations, clinicians should consult each other about all practical aspects of the compassionate use programme: inclusion criteria, number of eligible patients, rules to ensure fair access to the programme (information, clinical sites where the programme is run…), follow-up (collection of data on safety, efficacy…) etc. But despite all the efforts to accelerate the process, both on the company side and on the regulatory side, when the compassionate use programme starts, there are always patients for whom it will be too late.

cannot be treated satisfactorily by an authorised medicinal product”. Therefore, named patient programmes are not addressed by the Regulation and EURORDIS does not see the need for further explanation here. The minimum patients would expect is that: a. Member States comply with Article 83.3 and notify the EMA of their programmes, as they are ethically and legally obliged to do b. Member States and the EMA create a public catalogue of the compassionate programmes they

15 August September 2016

14

EURORDIS Position on Compassionate Use (draft3 2)

Specific situations in rare diseases

marketing authorisation (NLD): this would represent

Gene therapy

distortion.

unfair competition and would introduce market

Gene therapy trials typically enrol few patients (around 50 in average, EUDRACT). For the benefit/risk evaluation, gene therapy products (belonging to the Advanced Therapy Medicinal Products) do not benefit from a large set of patient data, and yet uncertainties on safety are a major concern for these products before they can be authorised. At the end of early trials, when promising results are shown, patients legitimately can request access on a compassionate use basis. But as gene therapy is

For small enterprises, the cost of running a CUP could limit its size, or even the capacity to start one, if the company could not generate revenues from it.

If paid for Some may argue this is against the spirit of the European Pharmaceutical Regulation and Transparency Directive according to which a medicine cannot be commercialised if not authorised.

a compassionate basis, as the market would vanish

On the other hand, the possibility to generate revenues is an attractive factor for developers to decide a compassionate use programme. Historically, CUPs always started earlier, sometimes much earlier, in countries where the developer could charge for, to the benefit of the patients.

by the time the product is authorised.

If for free in some and paid for in others

one time shot (maybe to be renewed after a certain number of years, 5, 1, 20, to be determined case by case by post-marketing monitoring), the developer cannot afford to offer the gene therapy product on

For gene therapy products, no Member State authorises their use on a compassionate basis, to encourage the conduct of clinical trials with high quality data collection instead. Therefore, proposals are: 

introducing inequities in accessing a treatment on a compassionate basis, as patients living in countries where the product can be charged for will always access the product earlier compared to products where the company cannot charge for, or even

To enrol larger numbers of subjects in gene therapy trials



The current practice varies largely by country,

If a compassionate use programme is to be launched: the developer could receive payment

when

and if the product

is

needs to pay (e.g. fees to ethics committees). A simple rule such as 1) or 2) below would not represent an efficient solution: 1. In all Member States all CUP should be free

authorised and deemed of therapeutic value

Free or paid for CUPs?

of charge 2. In all Member States all CUP should be paid for

Compassionate use programmes can be free of

Solution number 1 would be detrimental to the

charge (the company offers the treatment at no

attractiveness of CUPs in Europe: industry could

cost), or paid for. In addition to the treatment, other

simply

costs are to be budgeted (prescription visits, exams,

downwards) and solution 2 could represent a high

sometimes hospitalisation with/without surgery or

financial burden, making it complex for all Member

injection…).

States.

refuse

to

start

them

(levelling

CUPs

If for free Some might consider running a CUP for free as a marketing strategy, equivalent to a promotional campaign to “invade” the market prior to the

15 August September 2016

15

EURORDIS Position on Compassionate Use (draft3 2) Possible solutions: criteria depending on the financial condition of the company, and risk sharing agreement 

Paid-for CUPs could be restricted to CUPs run by small and medium size enterprises only (as defined by EMA) that might have objective financial difficulties in running them



Exceptions for SMEs that pay high dividends to share-holders or which financial situation indicates the company has the financial resources to bear the cost of a CUP: could not charge for, or only “minimally”



If other products exist for the condition: given the uncertainties on the efficacy/safety of a medicine used on a compassionate basis, its cost could be limited to half the average cost of other products (including off-label use) based on the defined daily dose (DDD) (WHO Collaborating Centre for Drug Statistics Methodology, 2009), and after the marketing authorisation, if the market price is lower than the price for the ATU, then the marketing authorisation holder could reimburse the difference



If there are no other treatments available for price referencing, then the company could charge for the treatment. If the product is



distributors, visit the prescribers etc.), all is already in place and dales start more or less immediately. 

And if the product is finally not as valuable as initially thought, a pay-back system for the difference between the compassionate use price and the market price once authorised could be created, with a minimum and a cap.

The Right-to-Try laws in the USA EURORDIS shares the opinion that "Right-to-try" laws may in fact degrade patient autonomy (NeveloffDubler, 2016). "Right-to-try is a sham," she said. "It's an empty promise which delivers nothing, and patients who want to try a substance that's in the middle of a phase I trial have no basis on which to choose that [substance] and the company has no basis on which to grant it," she said. One of the core ethical principles

of

compassionate

use

must

be

benefit a patient, and "right-to-try" circumvents some of the protections that ensure that validity.

Way forward Solutions to abolish these disparities are simple to theorise but little progress has been observed in the last ten years. Possible actions for next steps to make progress are: 1. Promote the French ATU, probably the most

could reimburse part of the expenses

efficient compassionate use scheme so that

Even when the programme is for free, there

every Member State adopts;

initiative a compassionate use programme quite early, which may represent a more powerful incentive than the revenues it can

2. Adopt an EU Regulation which would confer a greater role in the organisation of CUPs upon the EMA;

generate: by implementing the programme

3. Apply the Directive on Patients’ Rights in

the company installs its product on the

Cross-Border Healthcare to include

market and when a price is finally agreed

compassionate use as part of the care basket

upon and the reimbursement decided, then

so that patients can benefit from these

revenues come in very rapidly, there is not

treatments wherever they live in the EU,

time lost due to the time needed to place the product on the market (work with hospital pharmacists, negotiate with

a

scientifically valid basis for believing a treatment will

finally not authorised, then the company

is a huge incentive for the company to

16

4. Generalise the Medicines Adaptive Pathways to Patients to more medicines, where the EU regulator may authorise a medicine at

15 August September 2016

EURORDIS Position on Compassionate Use (draft3 2) an early stage and in a limited group of patients

The role of the EMA could be reinforced with or

that are in high need for the product, keeping in

without legal changes to the pharmaceutical

mind that post-authorisation confirmatory

legislation:

studies need to be conducted afterwards. This is in the spirit of the compassionate-use

Article 83.4 of Regulation (EC) No 726/2004 states:

programme as defined by the EU legislation, but

“When

with a different regulatory angle. This can only

Committee for Medicinal Products for Human Use,

work if payers are part of the initiative as they

after consulting the manufacturer or the applicant,

will need to accept to pay for a medicine that is

may adopt opinions on the conditions for use, the

highly uncertain at that point.

conditions for distribution and the patients targeted.”

5. Amend the EMA guidelines on

In its guidelines (EMA, 2007), the EMA acknowledges

compassionate

use

is

envisaged,

the

compassionate use

that the conditions for distribution are not defined

In its Communication on Rare Diseases

in

(European Commission, 2008), the European

interprets them as whether or not the medicinal

Commission proposed the EMA to review its

product is subject to medical prescription, or

guidelines on compassionate use

whether it is subject to special or restricted medical

programmes with the objective of ensuring

prescription. It excludes the possibility to address

“A better system for the provision of

conditions for distribution, the strategy for supplying

medicines to rare diseases patients before

the medicinal product in the Member States (e.g.

approval and/or reimbursement (so-called

quantity of product, choice of MS).

the

pharmaceutical

legislation. It therefore

compassionate use) of new drugs”. Yet, the Commission has not yet invited the

This is very unfortunate, as this self-restricted role

EMA to revise their existing guidelines.

leaves many issues related to compassionate use programmes unaddressed, with loopholes and

Many aspects need to be improved: 

There are important differences between Member States policies (authorisation of the CUP, documentation required, assessment time, validity, follow up, reporting…)



Liability risks need to be clarified



Transparency of the programmes needs to be improved so that clinicians and patients receive timely information



  

unguided aspects. There is a distribution of roles between Member States who implement the compassionate use programmes on their territories, and the EMA. With the current distribution of roles, and given the selfrestricted role EMA has, the following aspects are not regulated, neither at the national nor at the European level: •

Anticipation of the programme during

Interference with the marketing

early scientific advice, and discussion

authorisation procedure and whether or

with the developer on the relevance and

not the data collected in a programme

feasibility of a compassionate use before

can be part of the dossier submitted to

clinical trials start, and the respective

regulatory authorities

inclusion/exclusion criteria for the clinical

Supply and logistics, information and

trials

language

programme;

Pressure on supply under compassionate



and

the

compassionate

use

Estimates on how many patients could

use

benefit from the compassionate use in

Free of charge or paid for programmes

the EU;

15 August September 2016

17

EURORDIS Position on Compassionate Use (draft3 2) •



Criteria to progressively enlarge the

authorised and implemented. For these patients,

number of patients when more product

who are aware that a new product is being

becomes available;

developed somewhere and who are willing to

Pacing

down

measures

when

the

take a higher risk with a not-fully tested product,

demand for compassionate use exceeds

society does not currently propose any solution.

the available supply, and measures to

In such situations, some argue there is no role for

ensure a fair and equitable distribution of

regulators to intervene; it is up to the patient and

available stock among Member States

the doctor to decide. This debate is quite similar to the debate on end-of-life and euthanasia,

Conclusion

when the decision can lie with the patient and

Unfortunately, even with the best compassionate

his/her doctor who are not required to fill in a

use scheme adopted everywhere, there will

form for a named-patient decision. Some refer to

always be patients who will reach an irreversible

this stage, as ultra-compassionate use, which is

disease stage or who may pass away the day

again dependent by the availability of the supply

before

for compassionate use.

the

compassionate

programme

is

15 August September 2016

18

EURORDIS Position on Compassionate Use (draft3 2) programmes. Sixty-four holders of a marketing

Annexes EURORDIS survey on Compassionate Use Programmes for orphan medicines

authorisation for an orphan medicinal product were contacted (covering 2008-2011). Responses were obtained from 17 companies on 19 products. Valid

Survey description

data were obtained for 9 programmes in 42

In 2011, EURORDIS completed a retrospective survey to

European countries. Products and indications are

developers of orphan medicinal products, to learn

shown in Table 2.

from their experience in running compassionate use Table 1: Compassionate Use Programmes, Eurordis survey to Marketing Authorisation

Product

Indication

Mozobil® (Genzyme)

Treatment to mobilise progenitor cells prior to stem cell transplantation

vandetanib (AstraZeneca)

Medullary thyroid carcinoma

inolimomab (Eusa Pharma)

Graft versus host disease

Kuvan® (Merck Serono)

Hyper-Phenyl-Alaninaemia in adults and paediatric patients

Carbaglu® (Orphan Europe)

NAGS deficiency, isovaleric, methylmalonic or propionic acidaemia

Yondelis® (Pharma Mar)

Soft Tissue Sarcoma

decitabine Johnson)

Myelo-Dysplasic Syndrome

(Johnson &

Vpriv® (Shire Pharmaceuticals)

Gaucher type 1

Xyrem® (UCB)

Narcolepsy

Different

companies

practices

The same applied to the termination of the

regarding when to start a CUP in relation to the

programme, which continued for different periods of

Orphan Drug designation, the completion of trials

time after a marketing authorisation had been

recruitment,

granted. The European Regulation (EC) Nº 726/2004

and

the

had

different

marketing

authorisation

application.

article 83-8 states:

Where a compassionate use programme has been set up, the applicant shall ensure that patients taking part also have access to the new medicinal product during the period between authorisation and placing on the market. Examples of compassionate use programmes

CUP started to enrol patients five months later. The

In this first example below (Mozobil®), the trials to be

CUP continued for more than a year after the

submitted

marketing authorisation, filling the gap between

to

authorities

for

the

marketing

authorisation (so-called pivotal trials) completed

authorisation

enrolment 38 months after the designation and the

decision.

and

reimbursement/coverage

15 August September 2016

19

EURORDIS Position on Compassionate Use (draft 32)

Figure 3: CUP for Mozobil® to prepare stem cell transplantation

For Xyrem®, the CUP started before the end of the recruitment in clinical trials and this did not prevent the trials from completing their objectives (below).

Figure 4: CUP for Xyrem® to treat narcolepsy

In this third example (Kuvan®), the CUP started well after the end of the trials’ enrolment, and shortly before the marketing authorisation.

Figure 5: CUP for Kuvan® to treat phenylketonuria

20

EURORDIS Position on Compassionate Use (draft 32) In this fourth example (Vpriv®), the CUP started even before the orphan drug designation, and shortly before the marketing authorisation submission.

Figure 6: CUP for Vpriv® to treat Gaucher type 1

For Yondelis®, the CUP started well ahead of the designation and of the end of trials’ recruitment, but ended shortly before the marketing authorisation.

Figure 7: CUP for Yondelis® to treat soft tissue sarcoma

More recently, a new product was investigated to treat Batten’s disease. When the first 9 patients in the phase I/II trial received treatment for more than six months, a press release was launched by the developer on “promising results, with 6 children who were stabilised” (BioMarin, 12 January 2015). These results were

communicated without anticipation of the parents’ reaction worldwide, who immediately asked for compassionate use for their own children. Battens’ disease characterised by a rapid loss of all cognitive functions once symptoms have started to occur.

Figure 8: no CUP for Cerliponase-alpha (BMN 190) to treat Batten's disease

21

EURORDIS Position on Compassionate Use (draft 32)

More than a year after this early communication, no compassionate use has started, and is not likely to start before 2Q3Q/2016. For most children who had been

expecting treatment since January 2015, this will be too late and the course of the disease will inevitably destroy the brain.

Timelines summary Product

CUP started

MAA* submission

CUP started

Mozobil®

15/05/2008

5/06/2008

21 days before submission

Xyrem®

01/07/2004

11/03/2004

112 days after submission

Kuvan®

01/09/2008

30/10/2007

307 days after submission

Vpriv®

01/10/2009

30/10/2009

29 days before submission

Yondelis®

30/06/2000

27/07/2006

2,218 days before submission

BMN 190

Pending

Pending

548 days after early press release on positive results

Table 2 *: Marketing Authorisation Application

MS disparities organising efficient compassionate use programmes With 9 products and 42 countries, a maximum of 378 programmes could have been conducted if all countries in our surveys had authorised a compassionate use programme for each one of the 9 products. However, only 74 programmes were run, with marked differences among countries as shown in table 3 below: EU/EEA Number of unable to programme Number of able to run programmes Number of able to run programmes Number of able to run programmes Number of able to run programmes Total Table 3

Non EU/EEA

countries run any

1

9

countries 1 or 2

21

2

countries 3 to 4

4

1

countries 5 to 6

3

0

countries 7 to 9

1

0

30

12

Of the 30 EU/EEA Member States, the vast majority (21), could only organise a compassionate use for 1 or 2 products of the 9 surveyed. Only one was successful in conducting a programme for all 9 products (France). After France, the other Member States that run CUPs for more than half of the products were The Netherlands (5), Germany (5) and Spain (5).

22

EURORDIS Position on Compassionate Use23 (draft3 2)

Figure 9

Difficulties for industry when undergoing compassionate use programmes4 Companies have no legal obligation to offer access to experimental treatments, are often uncertain how to respond to requests, and may be uncomfortable in determining how to respond fairly to requests from the wellconnected or those using social media campaigns (Caplan, 2016). These

difficulties

should

not

be

underestimated: 





Differences in the local legislation across countries caused products to be available earlier in some Member States than in others The sites where the CUPs are run cannot be selected: any request needs to be honoured, for any patient that meets the criteria In emergency situations, administrative constraints are difficult to manage; even in countries with sophisticated CUP schemes, emergency situations remain difficult to respond to.

Administrative obstacles and lack of experience for some countries Differences in the local legislation across Member States can cause the product to be available earlier in some than in others solely based on the difference in speed of obtaining the local approval for the programme. Labelling in local language information or obligation to use the commercial batches and not the pilot batches prepared for the clinical trials are examples of variations across Member States. Lengthy and protracted negotiations on price and subsequently on reimbursement

4

EURORDIS has listed information available on the contact points in national competent authorities:

differences between MS are problematic from a budget impact on company’s side: the exact duration of the compassionate use programme can hardly be estimated. The programme has a cost for the company, and does not always generate revenues. The programme may deprive the Member States from a “real incentive” to conclude the pricing and reimbursement decision, given that the patients receive the treatment (when programme for free). In general, the sites cannot be selected: any request needs to be honoured, for any patient that meets the criteria for use of the product. One approach could be to restrict the compassionate use programme to Centres of Expertise for Rare Diseases, however the concept of Centre of Expertise not established in all Member States.

Developer’s variable experience with compassionate use Often, the company that develops the investigational product considers that the product has not reached yet a stage where a CUP may be envisioned. This could be solved by early scientific advice with regulators and external experts, for example in the frame of the EMA PRIME initiative (EMA, 2016). Scientific advice can be requested at any time, to discuss and anticipate these aspects. Many recently createdyoung pharmaceutical companies are confronted for the first time to compassionate use requests and do not necessarily have the inhouse resources to deal with many different and complex national procedures. This is again a reason to advocate for a more elaborated European scheme. The embarrass of many companies when requested for a compassionate use is obvious when they respond negatively, objecting

http://www.eurordis.org/content/links-nationalauthorities-websites

15 August September 2016

EURORDIS Position on Compassionate Use24 (draft3 2)

that the programmes will be discussed once efficacy has been demonstrated, which usually means towards the end of the phase III / confirmatory trials and not at the end of the phase II/ proof of concept trials. Requests come sometimes from very prominent people and they can get around the official legal way, but this is obviously not possible for the rest of mortals, this is then an ethical issue to handle as well

Scientific and medical difficulties It is not always possible to distinguish two populations of patients: one eligible to clinical trials, and one who is not. When no distinction can be proposed, there is a risk that patients who are in a clinical trial leave the trial to benefit from the product in the compassionate use programme (in particular

when the clinical trial is comparative and the comparator is a placebo or no treatment). This is one more reason to ask for scientific advice to enlarge the discussion on the eligible population to the clinical trial and to the compassionate use programme with regulators, clinicians, patients’ representatives. The prospective collection of data in a structured way is not possible, unless a huge effort to standardise the data is made before the programme starts. Different sites may use different lab tests, imaging devices or health status scales, and this would make the aggregated results difficult to analyse.

15 August September 2016

EURORDIS Position on Compassionate Use (draft 32)

Where to find information on compassionate use programmes (public domain)? Web site of the Heads of Medicines Agencies (HMA)

European Medicines Agency On this page, you can find information on the role of the agency, on how Member States can request an opinion to the EMA for a given compassionate use, and a register of such EMA opinions already given.

HMA is a coordination of national regulatory authorities. They share common projects, among which the improvement of the transparency of their activities.

http://www.ema.europa.eu/ema/index.jsp? curl=pages/regulation/general/general_con tent_000293.jsp&mid=WC0b01ac05809f843c

Recently the HMAs published a list that contains information on compassionate use in many but not all Member States:

There are also links to an Answers & Questions document on the on the compassionate use of medicines in the European Union (here) and guidelines (here).

http://www.hma.eu/fileadmin/dateien/HMA _joint/02-

For any query to the EMA on this matter, use

_HMA_Strategy_Annual_Reports/08_HMA_Pu blications/2016_05_HMA_Compassionate_us e_program.pdf

this email address: [email protected]

It is positive a step forward towards more transparency on compassionate use programmes, which supports the need of developers of pharmaceuticals, clinicians and patients to have access to detailed information on how these programmes can be run in each Member State.

Compassionate use programmes are not clinical trials, however in Member States that do not have a regulatory scheme for compassionate use, open label trials can serve to provide a product available on a compassionate basis. Use keywords such as “compassionate” or “open label” to find them. The site URL is: https://www.clinicaltrialsregister.eu

However, this does not respond to all of the information needs. Patients and clinicians would welcome information on specific authorised compassionate use programmes with the aim of ensuring fairness and equity in accessing these programmes designed for unmet needs in life-threatening diseases.

European Register of Clinical Trials

For example, when entering the work “compassionate use” in the search area, 101 such programmes for adults and 238 for children can be found in August 2016:

25

EURORDIS Position on Compassionate Use (draft 32)

Works Cited Bfarm. (2010, 7 16). Ordinance on the placing on the market of unauthorised medicinal products for compassionate use . Retrieved 02 23, 2016, from Bfarm: http://www.bfarm.de/SharedDocs/Downloads/EN/Drugs/licensing/clinicalTrial s/compUse/AMHV_en.pdf;jsessionid=AA68EBDB6CC0C788A1AD8DEED2AABD8 D.1_cid340?__blob=publicationFile&v=3 Biomarin. (2014). Annual report 2014. Retrieved December 14, 2016, from Biomarin: http://files.shareholder.com/downloads/ABEA3W276N/1046929727x0x864649/7AD65B7C-7EF2-4EDB-91B779D0B1773888/2014_Annual_Report.pdf Biomarin. (2016). Cerliponase Alfa (BMN 190) for CLN2 disease. Retrieved December 14, 2016, from Biomarin corporate website: http://www.biomarin.com/products/pipeline/cerliponase-alfa-bmn-190-tpp1for-cln2-disease/ Biomarin. (2016). Cerliponase Alfa (BMN 190) for CLN2 disease. Retrieved February 22, 2016, from www.biomarin.coml: http://www.biomarin.com/products/pipeline/cerliponase-alfa-bmn-190-tpp1for-cln2-disease/ Caplan. (2016, March 8). The Ethical Challenges of Compassionate Use. JAMA, pp. 979-980. CCNE. (1997, March 7). Comité Consultatif National d'Ethique. Retrieved from http://www.ccne-ethique.fr: http://www.ccneethique.fr/sites/default/files/publications/avis048.pdf EMA. (2007, July 19). COMPASSIONATE USE OF MEDICINAL PRODUCTS. Retrieved December 15, 2015, from EMA main site: http://www.ema.europa.eu/docs/en_GB/document_library/Regulatory_and_ procedural_guideline/2009/10/WC500004075.pdf EMA. (2016). PRIME: priority medicines. Retrieved from www.ema.europa.eu: http://www.ema.europa.eu/ema/index.jsp?curl=pages/regulation/general/g eneral_content_000660.jsp&mid=WC0b01ac05809f8439 Eurordis Round Table of Companies. (2011, November 21). 15th Workshop, Paris: “Compassionate Access to Rare Disease Therapies”. Retrieved from www.eurordis.org: http://www.eurordis.org/publication/15th-workshop-ertc ISPE. (2016). Good Manufacturing Practice (GMP) Resources. Retrieved February 23, 2016, from http://www.ispe.org: http://www.ispe.org/gmp-resources

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EURORDIS Position on Compassionate Use27 (draft3 2)

Neveloff-Dubler. (2016). Pre-Approval Access: Can Compassion, Business, and Medicine Coexist? Retrieved from Academy eBriefings: www.nyas.org/CompassionateUse-eB WMA. (2008). World Medical Assocation. Retrieved from http://www.wma.net: http://www.wma.net/en/30publications/10policies/b3/17c.pdf

15 August September 2016

EURORDIS Position on Compassionate Use (draft 32)

Glossary ACCESS (ACCESSIBILITY) The patient's ability to obtain medical care and a measure of the proportion of a population that reaches appropriate health services. The ease of access is determined by such components as the availability of medical services and their acceptability to the patient, the location of health care facilities, transportation, hours of operation and cost of care. Barriers to access can be financial (insufficient monetary resources), geographic (distance to providers), organisational (lack of available providers) and sociological (e.g., discrimination, language barriers). Efforts to improve access often focus on providing/improving health coverage. [Source: WHO. A Glossary of Terms for Community Health Care and Services for Older Persons] ACCESS WITH EVIDENCE DEVELOPMENT (AED) Initiative in which a payer provides temporary or interim funding for a particular technology or service to facilitate the collection of information needed to reduce specific uncertainties around a coverage decision. [Source: Stafinski T, McCabe C, Menon D: Funding the unfundable – mechanisms for managing uncertainty in decisions on the introduction o new and innovative technologies into healthcare systems. Pharmacoeconomics 2010; 28:11342.] See also: managed entry agreements AFFORDABILITY The extent to which medicines and further health care products are available to the people who need them at a price they / their health system can pay. [Source: adapted from WHO. A model quality assurance system for procurement agencies] AUTHORISED MEDICINAL PRODUCT As used in Article 83 (2), means a product authorised nationally (national,

decentralised or mutual recognition procedures) or by the Community (Centralised Procedure), in the MS(s) where compassionate use is envisaged. BRAND NAME (INNOVATOR`S NAME, PROPRIETARY PRODUCT NAME, MEDICINE SPECIALITY PRODUCT NAME, MEDICINAL SPECIALITY PRODUCT NAME) Name given for marketing purposes to any ready-prepared medicine placed on the market under a special name and in a special pack. A brand name may be a protected trademark. BUDGET IMPACT A budget is an estimate of revenue and expenditure for a specified period. Budget impact refers to the total costs that pharmaceutical reimbursement and use entail with respect to one part of the health care system, pharmaceutical care, or to the entire health care system, taking into account the possible reallocation of resources across budgets or sectors of the health care system. CHRONICALLY OR SERIOUSLY DEBILITATING DISEASE OR WHOSE DISEASE IS CONSIDERED TO BE LIFE THREATENING The severity of the disease, i.e., its chronically or seriously debilitating, or lifethreatening nature needs to be justified, based on objective and quantifiable medical or epidemiologic data. Whereas a life-threatening condition is relatively easily recognisable, definitions of what conditions are chronic and seriously debilitating should consider aspects as regards the condition is associated with morbidity that has substantial impact on patients’ day-today functioning and will progress if left untreated. Typical examples are cancer, HIV/AIDS, neurodegenerative disorders and auto-immune diseases. Chronic or serious debilitation or fatal outcome should be a prevalent feature of the target disease.

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EURORDIS Position on Compassionate Use29 (draft3 2)

COMPANY Should be understood as meaning “the manufacturer or the applicant” as referred to in paragraph 4 of Article 83 of Regulation (EC) No 726/2004 and denotes the person responsible for providing the scientific file to the CHMP for assessment of the compassionate use of a medicinal product under article 83 of the Regulation. This person is either “a marketing authorisation applicant” if a centralised marketing authorisation is being submitted, or “a manufacturer” if the medicinal product concerned is not the subject of an application for a centralised marketing authorisation. CONDITIONS FOR DISTRIBUTION Are not defined in the pharmaceutical legislation and are therefore understood as the conditions or restrictions regarding the supply and use of the medicinal product, as provided for in Article 9(4)(b) and Article 14(10) of Regulation (EC) No 726/2004. The conditions specify whether or not the medicinal product is subject to medical prescription, or whether it is subject to special or restricted medical prescription. The conditions for distribution do not cover the strategy for supplying the medicinal product in the MSs (e.g. quantity of product, choice of MSs). CONDITIONS FOR USE Are recommendations for health professionals on how to administer and to use the medicinal product safely and effectively. These recommendations include relevant information on the clinical, pharmacological, pharmaceutical properties of the medicinal product and on the conditions for patient monitoring. CO-PAYMENT Insured patient’s contribution towards the cost of a medical service covered by the insurer. Can be expressed as a percentage of the total cost of the service or as a fixed amount. [Source: OECD –

Pharmaceutical Pricing Policies in a Global Market] See also: out-of pocket payments COMMUNITY PHARMACY Health care facility dispensing medicines (POM and OTC, reimbursable and nonreimbursable medicines) to out-patients. Pharmacies are subject to pharmacy legislation (e.g. national legislation regarding establishment and ownership of pharmacies). In many countries, community pharmacies are private facilities, but public pharmacies (i.e. in public ownership) also exist. Pharmaceutical provision for inpatients is provided for by hospital pharmacies or pharmaceutical depots; in some cases hospital pharmacies also act as community pharmacies. [Source: adapted from PPRI Glossary] See also: hospital pharmacy GOOD MANUFACTURING PRACTICES (ISPE, 2016) Is a system for ensuring that products are consistently produced and controlled according to quality standards. It is designed to minimize the risks involved in any pharmaceutical production that cannot be eliminated through testing the final product. GROUP OF PATIENTS Can be interpreted as any set (i.e. more than one) of individual patients that would benefit from a treatment for a specific condition. The terms “cohort”, “collective use”, “patient group prescription” or “special treatment programme” used in some MSs, in accordance with national legislations, may correspond with this concept. The possibility of using an unauthorised medicinal product for compassionate use on a named patient basis (Article 5 of Directive 2001/83/EC) does not fall under the scope of Article 83. HEALTH TECHNOLOGY ASSESSMENT (HTA) Health technology is the application of scientific knowledge in health care and prevention. Health technology assessment

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EURORDIS Position on Compassionate Use30 (draft3 2)

(HTA) is a multidisciplinary process that summarises information about the medical, social, economic and ethical issues related to the use of a health technology in a systematic, transparent, unbiased, robust manner. Its aim is to inform the formulation of safe, effective, health policies that are patient focused and seek to achieve best value. [Source: EUnetHTA] HOSPITAL-ONLY MEDICINES (HOM) Medicines that may only be administered in hospitals [Source: PPRI Glossary]

environment.) [Source: Directive 2001/83/EC of the European Parliament and of the Council of 6 November 2001 on the Community code relating to medicinal products for human use] TRANSPARENCY DIRECTIVE Directive 89/105/EEC (of 21 December 1988) relates to the transparency of measures regulating the pricing of medicines for human use and their inclusion in the scope of national third party payers. [Source: PPRI Glossary]

PATIENTS TARGETED Is the restricted population (including age groups), as identified by the CHMP, that would benefit from the treatment for compassionate use. PATIENTS WHO CANNOT BE TREATED SATISFACTORILY As used in Article 83 (2), means patients left without treatment options or patients whose disease does not respond or relapses to available treatments, or for whom the treatments are contraindicated or inadequate. Whether patients can be treated satisfactorily or not, will be assessed by the CHMP based on the review of diagnostic, preventive or therapeutic medicinal products authorised, and on the justifications as to why the medicinal products reviewed are not considered satisfactory for the treatment of the patients’ disease. PAY-BACK A financial mechanism that requires manufacturers to refund a part of their revenue to a payer (i.e. third party payer) if sales exceed a previously determined or agreed target-budget. RISK-BENEFIT BALANCE An evaluation of the positive therapeutic effects of the medicinal product in relation to its risks (any risk relating to the quality, safety or efficacy of the medicinal product as regards patients' health or public health and any risk of undesirable effects on the

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EURORDIS Position on Compassionate Use (draft 32)

Credits, acknowledgements and funding EURORDIS would like to thank all staff and volunteers who developed this position Volunteers of the DITA task force Members of the Drug Information, Transparency and Access Task force (DITA) who contributed to this position:                        

Alba Ancochea, Federation Organisations Rare Diseases (FEDER), Spain Claudie Baleydier, Friedreich Ataxia, France Davor Duboka, National organisation for Rare Diseases, Serbia Fridrik Fridriksson, Gudrun´s Rett Syndrome Research Trust, Iceland Marleen Kaatee, Primary Sclerosing Cholangitis, The Netherlands Juan Fuertes, Primary Pulmonary Hypertension, SPA Ellen van Veldhuizen, Addison Disease Org., NLD Rainald von Gizycki, Pro Retina, GER Danijela Szili, Rett synd., HUN Luc Matthyssen, Pulmonary Hypertension, BelgiumEL Sigurður Jóhannesson, Alternating HemoplagiaHemiplegia of Childhood, IcelandCE Isabel Fernandez, FEDER, SPA Lise Murphy, Marfan syndrome, SwedenWE Inge Schwersenz, Neuromuscular SMA, GermanyER Leire Solis, IPOPI, Portugal Claudia Sproedt, cystinosis, Germany Vesna Stojmirova, Life with Challenges, FYROM Thomas Sannié, Association for Haemophilia, FRA Oliver Timmis, Alkaptonuria Society, United KingdomGBR Christine Lavery, Muco-polysaccharidosis Society, GBR Dragomir Slavev, Thalassemia org., BLG Richard West, Behcet Society, GBR Tatiana Foltanova, Slovakian Alliance for RD Rob Camp, EURORDIS, SPA

Other volunteers and contributors   

Pauline Evers, NFK, Dutch Federal Organisation of Cancer Patients Zachary Fitzpatrick, master of science in immunology at UPMC and Institut Pasteur Arielle North, North Consulting

Staff 

François Houÿez, EURORDIS, Paris



Rob Camp, EURORDIS, SPA

Copyright EURORDIS Access Campaign 2016©

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EURORDIS Position on Compassionate Use32 (draft3 2)

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EURORDIS Position on Compassionate Use33 (draft3 2)

New in this version:

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National and European authorities should consult with patients and clinicians when deciding a new compassionate use programme Details on where the EMA’s role could be improved (changes in the EU legislation not necessarily required) and in “way forward”, a reminder to the EC to invite the EMA to revise its guidelines on CUP Updated list of DITA task force members Specific cases in rare diseases: gene therapy products Estimates of medicine sin development for rare diseases from the PhRMA added Opinions of the DITA task force members are added, in particular on ad hoc ethics committees set up by the company

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